The FSRA is responsible for the regulation of Financial Services providers at Abu Dhabi Global Market and for the supervision of regulated activities.

The FSRA is responsible for the regulation of Financial Services providers in the ADGM and for the supervision of regulated activities.

The Supervision Division consists of the Supervision Section and the FSRA Markets Section.

The Senior Manager Supervision is a role within the Supervision Section.

The Supervision Section of FSRA is responsible for monitoring the safety and soundness of capital markets intermediaries, banks, insurers and money service providers. The Section undertakes impact/risk assessments of individual financial institutions which will drive the frequency and intensity of the supervisory approach. The Section adopts holistic supervision underpinned by a risk-based approach.

The Senior Manager is responsible, in close liaison with the Supervision Director, for the supervision of a portfolio of financial institutions in line with FSRA’s regulations, FSRA’s risk appetite and international best practices. The Senior Manager is expected to contribute towards the continued development of FSRA supervisory approach following international regulatory developments as well as the continued enhancement of supervisory procedures and regulatory framework, rules and policy initiatives. The Senior Manager will be expected to be a point of supervisory expertise and reference to the rest of the team across a variety of sectors. The role works closely with the Director and other peers within the Supervision Division.

Strategic responsibilities

• Implement the short term and long term objectives for the Supervision section.
• Assist in developing, enhancing and implementing the framework, policies, rules and procedures for governing and supervising financial institutions.
• Assist in executing strategic direction.

Operational responsibilities

• Responsible for supervising financial institutions’ compliance with relevant rules and regulations and developing a risk-based supervisory plan, using all relevant information and the FSRA Risk/Impact Assessment methodology.
• Make appropriate use of supervisory tools such as reviews, third parties reviews, information requests etc.
• Complete the periodic risk assessment of firms, the drafting and execution of the supervisory work plan, including the planning and executing of supervisory reviews and drafting and communication of recommendations, in liaison with the Director.
• Conduct ongoing analysis of prudential condition of financial institutions and their conduct of business as well as financial crime prevention activities.
• Conduct periodic implementation controls/progress reports in areas where deficiencies have been identified.
• Build and manage relationships with senior stakeholders among market participants and other relevant ADGM staff.
• Responsible for taking prompt action against deficiencies and non-compliances identified.
• Deliver additional tasks that may be delegated from the Director (e.g. ad-hoc projects, spot reviews, investigation, etc…).
• Adherence to all internal policies, procedures, standards and behaviours.
• Assist in implementing policies, rules and processes, including appropriate documentation for all assigned institutions.
• Deliver additional tasks that may be delegated from the SED / Executive Director / Director - Supervision.
• Liaise with other internal stakeholders such as Authorisation and/or other FSRA groups, as appropriate.
• Participate and deliver on projects that may be allocated thereto.
• Act as a point of supervisory expertise and reference to the rest of the team across a variety of sectors.

Let’s get real. Before we start, let’s make it real and take it real. This is going to be a success story, that we together threaded with trust and dignity. So, it’s all about you, what you do and where you want to be. Located both in the sacred lands of the UAE and INDIA, our out-standing team of advisors share one fierce objective: to enable ambitious and driven individuals like you to succeed.
This is about unlocking and unleashing the business force that can help you to break through any limit and create the quality of business that you desire and deserve. There’s always a gap between where you are and where you want to be. Success is in where you fill this gap and let us hold your hand in walking down this lane. We are truly excited and privileged to have this opportunity to share with you the best of what we have learned about business. What you have and what we have might be different, but together, we shall make a perfect team, so that success walk to us without invitation.
Planning and rendering financial guidance can be an easy job. But planning it unique, and executing it innovative takes some good effort. Not everyone makes a perfect team, but we know, you and we, will definitely create a team that the world would get jealous upon.
We strongly believe that our success with so many entrepreneurs’ rests upon our unique ability to empathize and understand them.
In 2015, our founder, C A Mohammed Shafeek, left his tax and advisory-focused position at a UAE based conglomerate to pursue his dream of creating a tax and business advisory firm focused on entrepreneurs & businesses to succeed. Since then he’s built a loyal team of directors and employees who support the clients throughout the various stages of their business’ journey. Presenting our humble and loyal team to the world gives us goosebumps because, all the stories we created was of success and nothing less than applaudable.
We’ve won multiple industry awards and have doubled in size expanding our client base within the United Arab Emirates.